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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $96,817 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,711 | $66,486-44.8% | $81,370-54.9% | $77,762-52.8% |
| Participation rate | 93.5% | 68.7%+24.8pp | 69.5%+24.0pp | 70.6%+22.9pp |
| Annual return | 9.62% | 15.95%-6.3pp | 24.85%-15.2pp | 31.27%-21.7pp |
| Employer contribution / active EE | $1,010 | $2,158-53.2% | $2,464-59.0% | $2,728-63.0% |
| Participant deferral / active EE | $3,181 | $3,677-13.5% | $3,885-18.1% | $4,651-31.6% |
| Admin fee / account holder | $75 | $586-87.2% | $5,749-98.7% | $433-82.7% |