Filed June 29, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.4+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $414,109 |
Filed as: LOCKTON INVESTMENTS ADVISORS, LLC Service code 16 · EIN 20-8874282 | Consulting | $62,500 |
WITHUMSMITH+BROWN, PC1 year Filed as: BROWN SMITH WALLACE, LLP Service code 16 · EIN 43-1001367 | Consulting | $14,097 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,281 | $78,852+12.0% | $76,768+15.0% | $75,289+17.3% |
| Participation rate | 71.9% | 85.0%-13.1pp | 77.0%-5.1pp | 72.4%-0.5pp |
| Annual return | 0.27% | -1.29%+1.6pp | 2.43%-2.2pp | -0.04%+0.3pp |
| Employer contribution / active EE | $2,174 | $2,794-22.2% | $2,485-12.5% | $2,405-9.6% |
| Participant deferral / active EE | $3,540 | $4,800-26.3% | $3,852-8.1% | $3,739-5.3% |
| Admin fee / account holder | $134 | $79+70.2% | $6,675-98.0% | $102+31.4% |