Filed June 29, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.3+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $347,378 |
Filed as: LOCKTON INVESTMENTS ADVISORS, LLC Service code 16 · EIN 20-8874282 | Consulting | $109,375 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,869 | $88,730+6.9% | $82,313+15.3% | $77,958+21.7% |
| Participation rate | 84.0% | 84.5%-0.6pp | 76.9%+7.1pp | 71.6%+12.3pp |
| Annual return | 25.99% | 20.88%+5.1pp | 25.88%+0.1pp | 20.87%+5.1pp |
| Employer contribution / active EE | $2,575 | $2,758-6.7% | $2,428+6.0% | $2,310+11.4% |
| Participant deferral / active EE | $3,897 | $4,634-15.9% | $3,706+5.2% | $3,537+10.2% |
| Admin fee / account holder | $136 | $74+83.2% | $5,608-97.6% | $97+39.2% |