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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.4 years Service code 15 · EIN 23-1945930 | Recordkeeping | $242,505 |
Filed as: LOCKTON INVESTMENT ADV, LLC Service code 27 · EIN 20-8874282 | Advisory (Plan) | $69,045 |
THE VANGUARD GROUP, INC.1 year Filed as: VANGUARD ADVISERS INC. Service code 26 · EIN 23-2811930 | Advisory (Participants) | $41,962 |
WINDES, INC.2 years Filed as: WINDES Service code 27 · EIN 95-3001179 | Advisory (Plan) | $12,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,896 | $88,770-16.8% | $109,163-32.3% | $93,010-20.6% |
| Participation rate | 97.6% | 81.5%+16.1pp | 75.9%+21.7pp | 73.9%+23.7pp |
| Annual return | 15.04% | 60.64%-45.6pp | 25.75%-10.7pp | 158.70%-143.7pp |
| Employer contribution / active EE | $3,123 | $3,780-17.4% | $3,723-16.1% | $2,705+15.4% |
| Participant deferral / active EE | $8,761 | $3,630+141.4% | $4,654+88.3% | $4,561+92.1% |
| Admin fee / account holder | $192 | $172+11.7% | $6,754-97.1% | $152+26.9% |