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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.2 years Service code 15 · EIN 23-1945930 | Recordkeeping | $186,700 |
Filed as: LOCKTON INVEST ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $98,779 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,504 | $66,051-11.4% | $92,915-37.0% | $77,775-24.8% |
| Participation rate | 98.1% | 81.0%+17.1pp | 76.0%+22.1pp | 73.2%+24.9pp |
| Annual return | 26.14% | 20.69%+5.4pp | 109.45%-83.3pp | 32.58%-6.4pp |
| Employer contribution / active EE | $2,828 | $3,426-17.4% | $3,653-22.6% | $2,504+13.0% |
| Participant deferral / active EE | $8,309 | $3,013+175.7% | $4,238+96.0% | $3,966+109.5% |
| Admin fee / account holder | $171 | $148+15.4% | $5,796-97.1% | $100+70.4% |