Filed December 18, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $142,519 |
Filed as: RAYMOND JAMES FINANCIAL CENTER Service code 27 · EIN 59-1237041 | Advisory (Plan) | $26,250 |
Filed as: RAYMOND JAMES &ASSOCIATES, INC. Service code 27 PO BOX 23641 · ST. PETERSBURG, FL 33742 | Advisory (Plan) | $18,750 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,843 | $88,890+20.2% | $102,423+4.3% | $77,643+37.6% |
| Participation rate | 94.4% | 80.9%+13.4pp | 76.5%+17.9pp | 70.6%+23.8pp |
| Annual return | 11.15% | 24.98%-13.8pp | 29.32%-18.2pp | 31.24%-20.1pp |
| Employer contribution / active EE | $3,183 | $2,698+18.0% | $3,023+5.3% | $2,726+16.8% |
| Participant deferral / active EE | $7,293 | $5,145+41.7% | $5,053+44.3% | $4,647+56.9% |
| Admin fee / account holder | $387 | $235+64.6% | $9,451-95.9% | $430-10.0% |