Filed December 18, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $140,115 |
Filed as: RAYMOND JAMES & ASSOC. Service code 70 · EIN 59-1237041 | Consulting Fees | $45,000 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,145 | $72,254+23.4% | $86,677+2.8% | $64,808+37.6% |
| Participation rate | 95.0% | 80.4%+14.6pp | 76.6%+18.4pp | 71.5%+23.5pp |
| Annual return | -11.78% | 392.42%-404.2pp | 35.91%-47.7pp | 32.82%-44.6pp |
| Employer contribution / active EE | $2,766 | $2,393+15.6% | $2,836-2.5% | $2,506+10.4% |
| Participant deferral / active EE | $6,156 | $4,658+32.1% | $4,656+32.2% | $4,310+42.8% |
| Admin fee / account holder | $359 | $174+106.7% | $7,493-95.2% | $188+91.4% |