Filed December 18, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $133,197 |
Filed as: RAYMOND JAMES FINANCIAL CENTER Service code 70 · EIN 59-1237041 | Consulting Fees | $56,250 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,121 | $185,342-39.0% | $111,297+1.6% | $86,799+30.3% |
| Participation rate | 95.8% | 81.0%+14.8pp | 77.3%+18.4pp | 72.3%+23.5pp |
| Annual return | 19.17% | 500.80%-481.6pp | 54.65%-35.5pp | 97.91%-78.7pp |
| Employer contribution / active EE | $2,401 | $2,246+6.9% | $2,731-12.1% | $2,405-0.2% |
| Participant deferral / active EE | $5,412 | $4,458+21.4% | $4,487+20.6% | $4,131+31.0% |
| Admin fee / account holder | $394 | $255+54.2% | $7,964-95.1% | $170+132.3% |