Filed December 18, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $112,843 |
Filed as: RAYMOND JAMES FINANCIAL CENTER Service code 70 ATTN AMS CONSULTING 0326 055 · ST. PETERSBURG, FL 33742 | Consulting Fees | $62,541 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,401 | $79,519+46.4% | $95,952+21.3% | $73,409+58.6% |
| Participation rate | 95.5% | 81.2%+14.3pp | 77.1%+18.4pp | 72.2%+23.3pp |
| Annual return | 11.56% | 19.20%-7.6pp | 91.61%-80.1pp | 59.29%-47.7pp |
| Employer contribution / active EE | $2,522 | $2,048+23.2% | $2,541-0.7% | $2,234+12.9% |
| Participant deferral / active EE | $5,407 | $4,138+30.7% | $4,167+29.8% | $3,805+42.1% |
| Admin fee / account holder | $454 | $184+146.5% | $6,795-93.3% | $158+187.8% |