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| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $59,448 |
UBS FINANCIAL SERVICES INC5 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $55,659 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,080 | $81,948-35.2% | $90,760-41.5% | $64,819-18.1% |
| Participation rate | 79.1% | 80.5%-1.4pp | 75.7%+3.4pp | 71.5%+7.6pp |
| Annual return | -14.30% | -12.53%-1.8pp | -12.16%-2.1pp | 32.84%-47.1pp |
| Employer contribution / active EE | $1,404 | $3,067-54.2% | $2,922-52.0% | $2,507-44.0% |
| Participant deferral / active EE | $3,572 | $4,844-26.2% | $4,565-21.7% | $4,311-17.1% |
| Admin fee / account holder | $288 | $157+83.6% | $8,444-96.6% | $188+53.6% |