Filed June 1, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 22 · EIN 51-0116113 388 GREENWICH STREET · NEW YORK, NY 10013 | Insurance Broker | $53,628 |
Service code 15 · EIN 13-3689044 230 W MONROE ST · CHICAGO, IL 60606 | Recordkeeping | $47,039 |
TRINITY PENSION CONSULTANTS7 years Service code 15 · EIN 20-4548831 310 MONTROSE WEST AVE · COPLEY, OH 44321 | Recordkeeping | $3,944 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,994 | $88,203+24.7% | $165,100-33.4% | $74,478+47.7% |
| Participation rate | 72.5% | 73.1%-0.6pp | 78.6%-6.1pp | 67.2%+5.3pp |
| Annual return | 10.95% | 17.13%-6.2pp | 70.21%-59.3pp | 1370.56%-1359.6pp |
| Employer contribution / active EE | $2,054 | $2,601-21.0% | $4,348-52.8% | $2,626-21.8% |
| Participant deferral / active EE | $4,739 | $4,505+5.2% | $6,035-21.5% | $4,350+8.9% |
| Admin fee / account holder | $771 | $2,235-65.5% | $12,696-93.9% | $1,946-60.4% |