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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Sales loads (front... | $1,442,777 |
MERCER2 years Service code 11 · EIN 20-1932099 | Actuarial | $68,000 |
BAKER TILLY US, LLP3 years Service code 10 · EIN 39-0859910 | Accounting | $33,500 |
ROCATON INVESTMENT ADVISORS, LLC4+ years Filed as: ROCATION INVESTMENT ADVISORS, LLC Service code 27 · EIN 04-3638035 | Advisory (Plan) | $26,498 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,277 | $68,062-54.0% | $185,837-83.2% | $106,520-70.6% |
| Participation rate | 97.6% | 75.2%+22.4pp | 81.7%+15.9pp | 71.3%+26.3pp |
| Annual return | 17.93% | 18.20%-0.3pp | 122.08%-104.2pp | 19.28%-1.4pp |
| Employer contribution / active EE | $3,337 | $1,997+67.1% | $5,168-35.4% | $2,840+17.5% |
| Participant deferral / active EE | $5,250 | $3,990+31.6% | $5,568-5.7% | $4,948+6.1% |
| Admin fee / account holder | $59 | $53+11.5% | $16,241-99.6% | $75-21.1% |