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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Sales loads (front end... | $1,100,257 |
MERCER1 year Service code 11 · EIN 20-1932099 | Actuarial | $94,500 |
ROCATON INVESTMENT ADVISORS, LLC3+ years Filed as: ROCATION INVESTMENT ADVISORS, LLC Service code 27 · EIN 04-3638035 | Advisory (Plan) | $42,845 |
BAKER TILLY US, LLP2 years Service code 10 · EIN 39-0859910 | Accounting | $16,750 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,436 | $66,513-61.8% | $178,498-85.8% | $106,222-76.1% |
| Participation rate | 98.9% | 73.8%+25.1pp | 81.9%+17.0pp | 70.8%+28.1pp |
| Annual return | 28.87% | 21.81%+7.1pp | 151.09%-122.2pp | 21.69%+7.2pp |
| Employer contribution / active EE | $3,314 | $1,776+86.6% | $5,011-33.9% | $2,723+21.7% |
| Participant deferral / active EE | $4,956 | $3,679+34.7% | $5,202-4.7% | $4,600+7.7% |
| Admin fee / account holder | $53 | $53-0.8% | $13,985-99.6% | $78-32.4% |