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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Distribution (... | $469,498 |
ROCATON INVESTMENT ADVISORS, LLC1+ years Filed as: ROCATION INVESTMENT ADVISORS, LLC Service code 27 · EIN 04-3638035 | Advisory (Plan) | $16,811 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $10,479 | $46,969-77.7% | $154,114-93.2% | $73,367-85.7% |
| Participation rate | 97.4% | 72.4%+25.0pp | 83.0%+14.4pp | 69.5%+27.9pp |
| Annual return | 0.00% | 821.68%-821.7pp | 735.16%-735.2pp | 173.45%-173.5pp |
| Employer contribution / active EE | $2,995 | $1,723+73.8% | $5,298-43.5% | $2,499+19.9% |
| Participant deferral / active EE | $3,930 | $3,162+24.3% | $5,081-22.6% | $4,033-2.5% |
| Admin fee / account holder | $25 | $47-45.6% | $13,411-99.8% | $68-62.9% |