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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Sales lo... | $957,593 |
BAKER TILLY US, LLP1 year Service code 10 · EIN 39-0859910 | Accounting | $16,750 |
ROCATON INVESTMENT ADVISORS, LLC2+ years Filed as: ROCATION INVESTMENT ADVISORS, LLC Service code 27 · EIN 04-3638035 | Advisory (Plan) | $8,490 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,652 | $58,202-71.4% | $172,755-90.4% | $89,609-81.4% |
| Participation rate | 97.5% | 72.8%+24.7pp | 82.6%+14.9pp | 69.6%+27.9pp |
| Annual return | 32.43% | 61.59%-29.2pp | 802.94%-770.5pp | 34.56%-2.1pp |
| Employer contribution / active EE | $3,023 | $1,759+71.9% | $5,144-41.2% | $2,584+17.0% |
| Participant deferral / active EE | $4,265 | $3,335+27.9% | $5,198-18.0% | $4,220+1.1% |
| Admin fee / account holder | $44 | $53-16.9% | $13,955-99.7% | $72-39.0% |