Filed September 17, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Participant co... | $375,334 |
LPL FINANCIAL8+ years Service code 16 · EIN 04-3096611 | Consulting | $75,000 |
MERCER1 year Filed as: MERCER INVESTMENTS LLC Service code 27 · EIN 30-0282430 | Advisory (Plan) | $67,971 |
KREISCHER MILLER7 years Service code 10 · EIN 23-1980475 | Accounting | $32,298 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,838 | $93,773-28.7% | $125,401-46.7% | $78,104-14.4% |
| Participation rate | 100.0% | 75.6%+24.4pp | 82.4%+17.6pp | 74.5%+25.5pp |
| Annual return | -18.26% | 277.78%-296.0pp | 572.53%-590.8pp | 10.90%-29.2pp |
| Employer contribution / active EE | $3,831 | $3,678+4.2% | $4,816-20.4% | $3,128+22.5% |
| Participant deferral / active EE | $7,871 | $6,971+12.9% | $7,448+5.7% | $5,089+54.7% |
| Admin fee / account holder | $64 | $67-4.3% | $10,008-99.4% | $79-18.8% |