Filed September 17, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Participan... | $427,744 |
LPL FINANCIAL3+ years Service code 28 · EIN 04-3096611 | Investment Management | $187,500 |
KREISCHER MILLER2 years Service code 10 · EIN 23-1980472 | Accounting | $27,875 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,509 | $96,458-20.7% | $136,294-43.9% | $77,958-1.9% |
| Participation rate | 98.2% | 75.4%+22.8pp | 81.9%+16.3pp | 71.6%+26.5pp |
| Annual return | 25.96% | 23.78%+2.2pp | 5155.94%-5130.0pp | 20.87%+5.1pp |
| Employer contribution / active EE | $3,650 | $3,144+16.1% | $4,695-22.3% | $2,310+58.0% |
| Participant deferral / active EE | $7,321 | $5,902+24.0% | $6,247+17.2% | $3,537+107.0% |
| Admin fee / account holder | $118 | $80+47.1% | $9,243-98.7% | $97+21.5% |