Filed September 17, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Recordkeeping ... | $216,308 |
LPL FINANCIAL2+ years Service code 28 · EIN 04-3096611 | Investment Management | $150,000 |
KREISCHER MILLER1 year Service code 10 · EIN 23-1980472 | Accounting | $27,217 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,094 | $85,635-31.0% | $123,892-52.3% | $63,975-7.6% |
| Participation rate | 100.0% | 74.9%+25.1pp | 81.4%+18.6pp | 71.1%+28.9pp |
| Annual return | 8.90% | 15.74%-6.8pp | 47.52%-38.6pp | 48.65%-39.8pp |
| Employer contribution / active EE | $3,571 | $3,076+16.1% | $4,617-22.7% | $2,182+63.7% |
| Participant deferral / active EE | $7,034 | $5,667+24.1% | $5,984+17.5% | $3,356+109.6% |
| Admin fee / account holder | $72 | $75-3.9% | $8,357-99.1% | $70+2.2% |