Filed September 17, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Investm... | $303,689 |
LPL FINANCIAL1+ years Service code 28 · EIN 04-3096611 | Investment Management | $112,500 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,627 | $86,791-35.9% | $115,037-51.6% | $59,188-6.0% |
| Participation rate | 100.0% | 72.8%+27.2pp | 81.4%+18.6pp | 69.4%+30.6pp |
| Annual return | 12.80% | 4.44%+8.4pp | 26.14%-13.3pp | 5.51%+7.3pp |
| Employer contribution / active EE | $3,363 | $2,950+14.0% | $4,608-27.0% | $2,098+60.3% |
| Participant deferral / active EE | $6,616 | $5,298+24.9% | $6,026+9.8% | $3,265+102.7% |
| Admin fee / account holder | $81 | $95-14.8% | $8,175-99.0% | $92-12.3% |