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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC5+ years Filed as: M&T SECURITIES Service code 55 · EIN 16-1263079 | Other Commissions | $17,882 |
Service code 37 · EIN 04-2647786 | Loan Processing | $656 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,949 | $63,114+37.8% | $92,903-6.4% | $65,185+33.4% |
| Participation rate | 50.7% | 68.8%-18.1pp | 76.0%-25.3pp | 70.2%-19.5pp |
| Annual return | 21.38% | 28.75%-7.4pp | 109.43%-88.0pp | 29.38%-8.0pp |
| Employer contribution / active EE | $488 | $2,571-81.0% | $3,653-86.6% | $2,177-77.6% |
| Participant deferral / active EE | $2,304 | $3,108-25.9% | $4,238-45.6% | $3,514-34.4% |
| Admin fee / account holder | $7 | $624-98.8% | $5,795-99.9% | $847-99.1% |