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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC1+ years Filed as: M&T SECURITIES Service code 55 ATTN VICKIE KARZ/COMMISSIONS DEPT · BUFFALO, NY 14202 | Other Commissions | $10,042 |
Service code 37 · EIN 04-2647786 | Loan Processing | $281 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,305 | $50,464+53.2% | $75,784+2.0% | $52,331+47.7% |
| Participation rate | 55.4% | 66.8%-11.4pp | 75.8%-20.4pp | 68.1%-12.7pp |
| Annual return | -0.99% | 1.03%-2.0pp | 9.68%-10.7pp | 4.54%-5.5pp |
| Employer contribution / active EE | $168 | $1,988-91.6% | $3,323-95.0% | $1,882-91.1% |
| Participant deferral / active EE | $2,088 | $2,570-18.8% | $3,652-42.8% | $3,022-30.9% |
| Admin fee / account holder | $4 | $1,103-99.6% | $5,300-99.9% | $592-99.3% |