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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC2+ years Filed as: M&T SECURITIES Service code 55 285 DELAWARE AVE STE 2000 · BUFFALO, NY 14202 | Other Commissions | $10,464 |
Service code 37 · EIN 04-2647786 | Loan Processing | $244 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,387 | $52,884+53.9% | $84,753-4.0% | $55,167+47.5% |
| Participation rate | 47.8% | 67.5%-19.8pp | 76.6%-28.8pp | 69.0%-21.2pp |
| Annual return | 7.76% | 18.03%-10.3pp | 22.78%-15.0pp | 169.23%-161.5pp |
| Employer contribution / active EE | $152 | $2,233-93.2% | $3,574-95.7% | $1,963-92.3% |
| Participant deferral / active EE | $1,857 | $2,644-29.8% | $3,712-50.0% | $3,054-39.2% |
| Admin fee / account holder | $3 | $581-99.4% | $5,333-99.9% | $504-99.3% |