Filed January 17, 2021 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Service code 27 75 STATE STREET · BOSTON, MA 02109 | Advisory (Plan) | $37,698 |
ASCENSUS LLC1 year Service code 15 · EIN 11-3665754 | Recordkeeping | $15,297 |
Filed as: CBIZ MHM, LLC Service code 50 · EIN 43-1947695 | Direct Payment | $13,000 |
TD AMERITRADE, INC.2 years Service code 33 · EIN 82-0543156 | Securities brokerage; Direct payment ... | $99 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,272 | $57,384+132.2% | $106,387+25.3% | $56,287+136.8% |
| Participation rate | 81.1% | 71.3%+9.7pp | 77.5%+3.6pp | 69.9%+11.2pp |
| Annual return | -5.98% | 5.91%-11.9pp | 0.25%-6.2pp | -9.96%+4.0pp |
| Employer contribution / active EE | $819 | $2,348-65.1% | $3,520-76.7% | $2,111-61.2% |
| Participant deferral / active EE | $5,161 | $3,799+35.9% | $5,421-4.8% | $3,350+54.1% |
| Admin fee / account holder | $497 | $566-12.3% | $7,510-93.4% | $521-4.6% |