Filed January 17, 2021 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL - RPCP Service code 27 · EIN 95-2834236 | Advisory (Plan) | $37,244 |
ASCENSUS LLC1+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $15,344 |
MAYER HOFFMAN MCCANN P.C.1+ years Filed as: MAYER HOFFMAN MCCANN PC Service code 10 · EIN 43-1947695 | Accounting | $15,000 |
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE Service code 33 · EIN 82-0543156 | Securities brokerage; Direct payment ... | $215 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,528 | $62,561+73.5% | $105,218+3.1% | $52,331+107.4% |
| Participation rate | 87.2% | 70.4%+16.8pp | 77.2%+10.0pp | 68.1%+19.1pp |
| Annual return | -0.31% | 8.71%-9.0pp | 5.33%-5.6pp | 4.54%-4.9pp |
| Employer contribution / active EE | $1,259 | $2,137-41.1% | $3,255-61.3% | $1,882-33.1% |
| Participant deferral / active EE | $4,502 | $3,355+34.2% | $4,867-7.5% | $3,022+49.0% |
| Admin fee / account holder | $499 | $198+151.2% | $6,992-92.9% | $592-15.7% |