Filed January 17, 2021 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Service code 27 75 STATE STREET · BOSTON, MA 02109 | Advisory (Plan) | $33,244 |
ASCENSUS LLC3+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $15,122 |
MAYER HOFFMAN MCCANN P.C.3+ years Filed as: MAYER HOFFMAN MCCANN PC Service code 10 · EIN 43-1947695 | Accounting | $9,400 |
TD AMERITRADE, INC.1 year Service code 33 · EIN 82-0543156 | Direct payment from the plan; Securit... | $96 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $135,149 | $64,954+108.1% | $115,752+16.8% | $62,292+117.0% |
| Participation rate | 85.7% | 73.0%+12.7pp | 77.8%+7.9pp | 69.5%+16.2pp |
| Annual return | 19.88% | 24.87%-5.0pp | 19.41%+0.5pp | 28.90%-9.0pp |
| Employer contribution / active EE | $1,075 | $2,344-54.1% | $3,492-69.2% | $2,042-47.4% |
| Participant deferral / active EE | $4,448 | $3,665+21.3% | $5,204-14.5% | $3,169+40.3% |
| Admin fee / account holder | $416 | $414+0.7% | $6,278-93.4% | $479-13.2% |