Filed January 17, 2021 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Service code 27 75 STATE STREET · BOSTON, MA 02109 | Advisory (Plan) | $36,675 |
ASCENSUS LLC2+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $14,512 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE Service code 33 · EIN 82-0543156 | Direct payment from the plan; Securit... | $355 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $117,548 | $56,171+109.3% | $108,745+8.1% | $55,167+113.1% |
| Participation rate | 86.9% | 70.7%+16.2pp | 77.7%+9.2pp | 69.0%+17.9pp |
| Annual return | 5.70% | 214.86%-209.2pp | 46.22%-40.5pp | 169.23%-163.5pp |
| Employer contribution / active EE | $1,265 | $2,153-41.3% | $3,323-61.9% | $1,963-35.6% |
| Participant deferral / active EE | $4,615 | $3,437+34.3% | $5,121-9.9% | $3,054+51.1% |
| Admin fee / account holder | $385 | $302+27.5% | $6,144-93.7% | $504-23.7% |