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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $144,099 |
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 28 · EIN 26-0058143 | Investment Management | $70,000 |
EISNERAMPER LLP4 years Service code 10 · EIN 13-1639826 | Accounting | $18,540 |
COHO PARTNERS, LTD.2 years Filed as: COHO PARTNERS LTD. Service code 28 801 CASSATT ROAD · BERWYN, PA 19312 | Investment Management | $16,982 |
APRICUS WEALTH LLC1 year Service code 26 P.O. BOX 2151 · BEAUFORT, SC 29901 | Advisory (Participants) | $10,598 |
Filed as: VERITY INVESTMENT PARTNERS Service code 26 · EIN 02-0559413 | Advisory (Participants) | $10,220 |
MCADAM LLC2 years Service code 28 1880 JFK BLVD · PHILADELPHIA, PA 19103 | Investment Management | $6,001 |
BMO HARRIS BANK NA6+ years Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
BMO HARRIS BANK NA5 years Filed as: BMO HARRIS BANK, N.A. Service code 19 | Securities Custodian | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $326,234 | $100,801+223.6% | $149,751+117.9% | $73,415+344.4% |
| Participation rate | 98.6% | 77.7%+20.9pp | 82.5%+16.1pp | 72.2%+26.5pp |
| Annual return | 13.71% | 265.34%-251.6pp | 276.71%-263.0pp | 59.30%-45.6pp |
| Employer contribution / active EE | $12,588 | $3,312+280.1% | $4,646+171.0% | $2,234+463.5% |
| Participant deferral / active EE | $10,608 | $6,404+65.6% | $6,843+55.0% | $3,806+178.7% |
| Admin fee / account holder | $244 | $181+34.8% | $9,312-97.4% | $158+54.3% |