Filed November 17, 2017 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
WELLINGTON TRUST COMPANY4+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 28 · EIN 04-2683277 | Investment Management | $3,591,844 |
ALIGHT SOLUTIONS LLC1 year Filed as: ALIGHT FINANCIAL ADVISORS LLC Service code 26 · EIN 82-1061233 | Advisory (Participants) | $2,916,175 |
T ROWE PRICE RPS INC4+ years Filed as: T. ROWE PRICE TRUST COMPANY Service code 28 · EIN 52-1309931 | Investment Management | $1,835,356 |
MFS INVESTMENT MANAGEMENT2 years Filed as: MFS INSTITUTIONAL ADVISORS, INC. Service code 28 · EIN 04-3247425 | Investment Management | $1,514,063 |
JACOBS & COMPANY4+ years Filed as: JACOBS LEVY EQUITY MANAGEMENT, INC. Service code 28 · EIN 22-2774695 | Investment Management | $1,402,564 |
ALIGHT SOLUTIONS LLC2 years Service code 12 · EIN 82-1061233 | Recordkeeping and information managem... | $1,229,686 |
FRANKLIN TEMPLETON4+ years Filed as: TEMPLETON INVESTMENT COUNSEL, LLC Service code 28 · EIN 94-3385113 | Investment Management | $1,220,018 |
AQR CAPITAL MANAGEMENT LLC3 years Filed as: AQR CAPITAL MANAGEMENT, LLC Service code 28 · EIN 13-3987414 | Investment Management | $1,150,009 |
BLACKROCK4+ years Filed as: BLACKROCK FINANCIAL MANAGEMENT INC. Service code 28 · EIN 13-3806691 | Investment Management | $1,024,745 |
ARONSON & JOHNSON & ORTIZ, LP4+ years Filed as: ARONSON JOHNSON ORTIZ,LP Service code 28 · EIN 23-2312104 | Investment Management | $1,017,724 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | 1839688 ALBERTA ULC | — | — | — |
| Part 1 Loan in default | IHEARTCOMMUNICATIONS INC. | — | — | — |
| Part 1 Loan in default | IHEARTCOMMUNICATIONS INC. | — | — | — |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $236,823 | $96,261+146.0% | $76,768+208.5% | $68,904+243.7% |
| Participation rate | 95.2% | 87.0%+8.3pp | 77.0%+18.3pp | 74.1%+21.1pp |
| Annual return | -6.41% | -0.85%-5.6pp | 2.43%-8.8pp | 1.07%-7.5pp |
| Employer contribution / active EE | $85 | $3,303-97.4% | $2,485-96.6% | $2,540-96.6% |
| Participant deferral / active EE | $13,494 | $5,537+143.7% | $3,852+250.4% | $4,015+236.1% |
| Admin fee / account holder | $73 | $73-0.1% | $6,676-98.9% | $71+2.1% |