MFS INVESTMENT MANAGEMENT
96 known aliases resolved via the canonical alias map
Market position · 2024
Plans served165-13 YoYRank #133 of mapped providers
Assets under administration$164.2B0.2%Market share · rank #82
Fees received$17MMedian $0/planSum across Schedule C direct + indirect
Net wins YoY-924 won · 33 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical MFS INVESTMENT MANAGEMENT plan look like?
Service mix · median fees per plan
Count of plans where MFS INVESTMENT MANAGEMENT ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment managementCode 28 | 143 | $0 | |
Investment management fees paid indirectly by planCode 52 | 5 | $0 | |
Redemption fees; Investment management fees paid indirectly by plan; Trustee (directed); Other services; Distribution (12b-1) fees; Participant loan processing; Float revenue; Investment advisory (plan); Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Participant communication; Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Shareholder servicing fees; Direct payment from the planCode 15 | 4 | $0 | |
Investment advisory (plan); Direct payment from the planCode 27 | 4 | $44,081 | |
Soft dollars commissions; Investment management fees paid directly by planCode 51 | 4 | $540,038 | |
Investment management fees paid directly by plan; Soft dollars commissions; Other fees; Investment management; Custodial (securities); Custodial (other than securities); Accounting (including auditing)Code 10 | 1 | $192,289 | |
Direct payment from the plan; Trustee (bank, trust company, or similar financial institution); Investment managementCode 21 | 1 | $299,766 | |
Direct payment from the planCode 50 | 1 | $89,193 |
Competitor overlap
Percent of MFS INVESTMENT MANAGEMENT's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under MFS INVESTMENT MANAGEMENT.
| Sponsor | From | Assets |
|---|---|---|
BATTELLE MEMORIAL INSTITUTEOH · 314379427-005 | BRICKER GRAYDON LLP | $1.8B |
SUNCOR ENERGY (U.S.A.) INC.CO · 510403125-003 | JP MORGAN INVESTMENT MANAGEMENT INC | $94M |
DINE' DEVELOPMENT CORPORATIONAZ · 770651649-001 | JOHN HANCOCK LIFE INSURANCE COMPANY | $42M |
APR SUPPLY COMPANYPA · 231954135-001 | INVESCO | $30M |
CASE & ASSOCIATES PROPERTIES, INC.OK · 731180117-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $27M |
POLYMER TECHNOLOGY SYSTEMS, INC.IN · 351895358-001 | T ROWE PRICE RPS INC | $26M |
HEALTHMAP SOLUTIONS, INC.FL · 463618409-001 | T ROWE PRICE RPS INC | $16M |
IROQUOIS MEMORIAL HOSPITAL AND RESIDENT HOMEIL · 370673512-003 | ASCENSUS LLC | $15M |
SMT, INC.NC · 341787123-001 | (new plan) | $12M |
OVERSEAS HARDWOODS COMPANYAL · 630709276-001 | EMPLOYEE FIDUCIARY, LLC | $12M |
Plans lost in 2024
Appeared last year under MFS INVESTMENT MANAGEMENT; not this year.
| Sponsor | To | Assets |
|---|---|---|
BMO FINANCIAL CORP.IL · 510275712-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $4.5B |
MARSH & MCLENNAN COMPANIES, INC.NY · 362668272-001 | NORTHERN TRUST COMPANY | $4.4B |
SOUTHERN CALIFORNIA GAS COMPANYCA · 951240705-001 | DELTA DENTAL OF CALIFORNIA | $2.3B |
SIEMENS CORPORATIONNJ · 132623356-001 | STATE STREET GLOBAL ADVISORS | $1.5B |
SAN DIEGO GAS & ELECTRIC COMPANYCA · 951184800-002 | EVESTMENT ALLIANCE LLC | $831M |
TRUSTEES OREGON LABORERS - EMPLOYER PENSION PLANOR · 936075363-001 | JP MORGAN INVESTMENT MANAGEMENT INC | $420M |
SEMPRACA · 330732627-001 | WILLIS TOWERS WATSON US LLC | $227M |
UNITED REFINING COMPANYPA · 251411751-002 | LVBW LLP | $103M |
FEDERAL SIGNAL CORPORATIONIL · 361063330-003 | OCTOBER THREE CONSULTING LLC | $91M |
COLORCON, INC.PA · 232249139-001 | THE BANK OF NEW YORK MELLON | $80M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CVS HEALTH CORPORATIONRI · 050494040-017 | $30.1B | 385,927 | $3M | 4y | 1 |
CITIGROUP INC.CT · 521568099-004 | $23.2B | 121,279 | $804,463 | 5y | 1 |
BANK OF AMERICA CORPORATIONRI · 560906609-001 | $19.0B | 168,197 | $835,942 | 10y | - |
NOKIA OF AMERICA CORPORATIONNJ · 223408857-003 | $9.8B | 24,880 | $1M | 8y | - |
WELLS FARGO & COMPANYMN · 410449260-001 | $8.3B | 165,927 | $431,765 | 10y | - |
STEELWORKERS PENSION TRUSTPA · 236648508-499 | $7.2B | 123,674 | $1M | 10y | - |
PEPSICO, INC.NY · 131584302-004 | $6.8B | 55,326 | $1M | 10y | - |
AETNA INC.CT · 232229683-003 | $5.2B | 49,504 | $182,193 | 10y | - |
TOYOTA MOTOR NORTH AMERICA, INC.TX · 953141669-003 | $4.6B | 14,281 | $593,240 | 9y | - |
PEPSICO, INC.NY · 131584302-121 | $4.2B | 85,189 | $1M | 4y | - |
Flag exposure
86.1%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (96)
Raw Schedule C names collapsed into MFS INVESTMENT MANAGEMENT.
- 27 MFS INVESTMENT MANAGEMENT
- MFS
- MFS DISTRIBUTORS INC
- MFS DISTRIBUTORS INC.
- MFS FAMILY OF FUNDS
- MFS FINANCIAL
- MFS FINANCIAL SERVICES COMPANY
- MFS FUND
- MFS FUND DISTRIBUTORS, INC.
- MFS FUNDS
- MFS FUNDS, MFS INTERNATIONAL
- MFS GLOBAL
- MFS GLOBAL GROWTH R6
- MFS GLOBAL LOW VOLATILITY
- MFS HERITAGE COMPANY
- MFS HERITAGE TRUST
- MFS HERITAGE TRUST CO
- MFS HERITAGE TRUST COMPANY
- MFS INSTITUIONAL
- MFS INSTITUTIONAL ADVISORS
- MFS INSTITUTIONAL ADVISORS INC
- MFS INSTITUTIONAL ADVISORS INC.
- MFS INSTITUTIONAL ADVISORS, INC
- MFS INSTITUTIONAL ADVISORS, INC.
- MFS INSTITUTIONAL ADVISORS,INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for MFS INVESTMENT MANAGEMENT's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 4 | 2.42% | 7.76% | -5.34 pp |
| Fidelity bond gap | 11 | 6.67% | 26.94% | -20.27 pp |
| Late contributions | 35 | 21.21% | 1.71% | +19.50 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 23 | 13.94% | 1.76% | +12.18 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with MFS INVESTMENT MANAGEMENT. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).