Filed November 17, 2017 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
WELLINGTON TRUST COMPANY7+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 28 · EIN 30-0835489 | Investment Management | $3,005,749 |
JACOBS & COMPANY7+ years Filed as: JACOBS LEVY EQUITY MANAGEMENT, INC. Service code 28 · EIN 22-2774695 | Investment Management | $2,666,630 |
ALIGHT SOLUTIONS LLC4 years Filed as: ALIGHT FINANCIAL ADVISORS LLC Service code 26 · EIN 82-1061233 | Advisory (Participants) | $2,321,028 |
MFS INVESTMENT MANAGEMENT5 years Filed as: MFS INSTITUTIONAL ADVISORS, INC. Service code 28 · EIN 04-3247425 | Investment Management | $1,287,518 |
BLACKROCK7+ years Filed as: BLACKROCK FINANCIAL MANAGEMENT INC. Service code 28 · EIN 13-3806691 | Investment Management | $1,251,096 |
ALIGHT SOLUTIONS LLC5 years Service code 15 · EIN 82-1061233 | Recordkeeping | $1,007,533 |
WELLINGTON TRUST COMPANY7+ years Filed as: WELLINGTON TRUST COMPANY, NA Service code 28 · EIN 04-2755549 | Investment Management | $959,546 |
AQR CAPITAL MANAGEMENT LLC6 years Filed as: AQR CAPITAL MANAGEMENT, LLC Service code 28 · EIN 13-3987414 | Investment Management | $947,288 |
FIAM LLC7+ years Service code 28 · EIN 04-3532603 | Investment Management | $864,023 |
FRANKLIN TEMPLETON7+ years Filed as: TEMPLETON INVESTMENT COUNSEL, LLC Service code 28 · EIN 94-3385113 | Investment Management | $844,041 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | 1839688 ALBERTA ULC | — | — | — |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $362,807 | $134,619+169.5% | $111,319+225.9% | $101,555+257.3% |
| Participation rate | 94.8% | 89.0%+5.8pp | 77.3%+17.4pp | 74.5%+20.2pp |
| Annual return | 15.55% | 17.96%-2.4pp | 54.68%-39.1pp | 21.00%-5.5pp |
| Employer contribution / active EE | $0 | $3,829-100.0% | $2,732-100.0% | $2,972-100.0% |
| Participant deferral / active EE | $15,071 | $6,572+129.3% | $4,488+235.9% | $4,874+209.2% |
| Admin fee / account holder | $85 | $86-1.7% | $7,966-98.9% | $139-39.2% |