Filed November 17, 2017 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING2+ years Filed as: AON HEWITT FINANCIAL ADVISORS, LLC Service code 26 · EIN 35-2421957 | Advisory (Participants) | $2,607,650 |
WELLINGTON TRUST COMPANY2+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 28 · EIN 04-2683277 | Investment Management | $1,902,776 |
ARONSON & JOHNSON & ORTIZ, LP2+ years Filed as: ARONSON JOHNSON ORTIZ,LP Service code 28 · EIN 23-2312104 | Investment Management | $1,336,306 |
THE BANK OF NEW YORK MELLON2+ years Filed as: BANK OF NEW YORK MELLON Service code 19 · EIN 13-5160382 | Securities Custodian | $1,188,017 |
HEWITT ASSOCIATES LLC2+ years Service code 12 · EIN 36-2235791 | Claims processing; Finders' fees / pl... | $1,143,461 |
FIAM LLC2+ years Service code 28 · EIN 04-3532603 | Investment Management | $921,588 |
BLACKROCK2+ years Filed as: BLACKROCK FINANCIAL MANAGEMENT INC. Service code 28 · EIN 13-3806691 | Investment Management | $920,089 |
T ROWE PRICE RPS INC2+ years Filed as: T. ROWE PRICE TRUST COMPANY Service code 28 · EIN 52-1309931 | Investment Management | $900,222 |
T ROWE PRICE RPS INC2+ years Filed as: T. ROWE PRICE ASSOCIATES, INC. Service code 28 · EIN 52-0556948 | Investment Management | $854,049 |
JACOBS & COMPANY2+ years Filed as: JACOBS LEVY EQUITY MANAGEMENT, INC. Service code 28 · EIN 22-2774695 | Investment Management | $841,351 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | 1839688 ALBERTA ULC | — | — | — |
| Part 1 Loan in default | PARAGON OFFSHORE PLC 144A | — | — | — |
| Part 1 Loan in default | PARAGON OFFSHORE PLC 144A | — | — | — |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $237,441 | $126,925+87.1% | $74,184+220.1% | $329,111-27.9% |
| Participation rate | 93.1% | 87.5%+5.6pp | 76.6%+16.5pp | 67.9%+25.3pp |
| Annual return | 20.20% | 10.67%+9.5pp | 17.74%+2.5pp | 16.35%+3.8pp |
| Employer contribution / active EE | $82 | $3,536-97.7% | $2,370-96.5% | $2,303-96.4% |
| Participant deferral / active EE | $10,381 | $6,619+56.8% | $3,550+192.4% | $3,682+181.9% |
| Admin fee / account holder | $59 | $64-6.6% | $5,586-98.9% | $754-92.1% |