Filed November 17, 2017 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING1+ years Filed as: AON HEWITT FINANCIAL ADVISORS, LLC Service code 26 · EIN 35-2421957 | Advisory (Participants) | $2,274,337 |
WELLINGTON TRUST COMPANY1+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 28 · EIN 04-2683277 | Investment Management | $2,125,401 |
T ROWE PRICE RPS INC1+ years Filed as: T. ROWE PRICE ASSOCIATES, INC. Service code 28 · EIN 52-0556948 | Investment Management | $1,726,797 |
ARONSON & JOHNSON & ORTIZ, LP1+ years Filed as: ARONSON JOHNSON ORTIZ,LP Service code 28 · EIN 23-2312104 | Investment Management | $1,443,633 |
FRANKLIN TEMPLETON1+ years Filed as: TEMPLETON INVESTMENT COUNSEL, LLC Service code 28 · EIN 94-3385113 | Investment Management | $1,295,530 |
HEWITT ASSOCIATES LLC1+ years Service code 12 · EIN 36-2235791 | Recordkeeping and information managem... | $1,240,264 |
BLACKROCK1+ years Filed as: BLACKROCK FINANCIAL MANAGEMENT INC. Service code 28 · EIN 13-3806691 | Investment Management | $915,342 |
THE BANK OF NEW YORK MELLON1+ years Filed as: BANK OF NEW YORK MELLON Service code 19 · EIN 13-5160382 | Securities Custodian | $860,009 |
JACOBS & COMPANY1+ years Filed as: JACOBS LEVY EQUITY MANAGEMENT, INC. Service code 28 · EIN 22-2774695 | Investment Management | $843,661 |
WELLINGTON TRUST COMPANY1+ years Filed as: WELLINGTON TRUST COMPANY, NA Service code 28 · EIN 04-2755549 | Investment Management | $748,940 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | 1839688 ALBERTA ULC | — | — | — |
| Part 3 Non-exempt transaction | AON HEWITT | RECORDKEEPER INELIGIBLE EXPENSES | — | $3K |
| Part 3 Non-exempt transaction | BANK OF NEW YORK MELLON | TRUSTEE INELIGIBLE EXPENSES | — | $260 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $216,001 | $82,422+162.1% | $67,652+219.3% | $67,505+220.0% |
| Participation rate | 91.8% | 84.2%+7.6pp | 75.7%+16.1pp | 71.2%+20.5pp |
| Annual return | -0.67% | 12.72%-13.4pp | 6625.40%-6626.1pp | 6.52%-7.2pp |
| Employer contribution / active EE | $140 | $2,879-95.1% | $2,266-93.8% | $2,173-93.6% |
| Participant deferral / active EE | $22,482 | $5,020+347.9% | $3,560+531.6% | $3,597+525.1% |
| Admin fee / account holder | $67 | $53+25.4% | $4,821-98.6% | $56+18.8% |