Filed December 9, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $140,475 |
Filed as: HEALTHCARE COMM SECURITIES CORP Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $75,143 |
HANYS BENEFIR SERVICES1 year Service code 33 · EIN 14-1649861 | Securities brokerage; Securities brok... | $25,430 |
CHARLES SCHWAB & CO., INC.6 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 42-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,402 | $50,169+54.3% | $149,740-48.3% | $80,187-3.5% |
| Participation rate | 64.1% | 64.3%-0.1pp | 78.8%-14.6pp | 72.9%-8.8pp |
| Annual return | 20.58% | 29.82%-9.2pp | 134.51%-113.9pp | 40.40%-19.8pp |
| Employer contribution / active EE | $791 | $1,869-57.7% | $4,821-83.6% | $2,980-73.5% |
| Participant deferral / active EE | $3,244 | $3,194+1.5% | $5,683-42.9% | $5,016-35.3% |
| Admin fee / account holder | $179 | $153+17.5% | $13,222-98.6% | $145+23.8% |