Filed December 9, 2020 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $238,231 |
Filed as: HEALTHCARE COMM SECURITIES CORP Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $138,265 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.,INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $252 |
MID ATLANTIC CAPITAL CORPORATION5+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 42-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,409 | $47,456+23.1% | $172,739-66.2% | $77,787-24.9% |
| Participation rate | 59.8% | 66.3%-6.5pp | 82.6%-22.9pp | 73.2%-13.5pp |
| Annual return | 23.50% | 35.57%-12.1pp | 802.84%-779.3pp | 32.57%-9.1pp |
| Employer contribution / active EE | $594 | $1,574-62.3% | $5,143-88.4% | $2,504-76.3% |
| Participant deferral / active EE | $2,603 | $2,560+1.7% | $5,198-49.9% | $3,967-34.4% |
| Admin fee / account holder | $282 | $81+248.3% | $13,954-98.0% | $100+181.4% |