Filed December 9, 2020 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Distribut... | $126,159 |
Filed as: HEALTHCARE COMM SECURITIES CORP Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $101,984 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB & CO.,INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $351 |
CHARLES SCHWAB & CO., INC.5 years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 42-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,125 | $45,000+38.1% | $143,757-56.8% | $77,904-20.3% |
| Participation rate | 73.8% | 66.8%+7.0pp | 80.3%-6.5pp | 73.7%+0.2pp |
| Annual return | -18.46% | 29.03%-47.5pp | -0.04%-18.4pp | 12.21%-30.7pp |
| Employer contribution / active EE | $842 | $1,870-55.0% | $4,951-83.0% | $2,848-70.4% |
| Participant deferral / active EE | $3,611 | $3,157+14.4% | $5,637-35.9% | $4,806-24.9% |
| Admin fee / account holder | $164 | $98+67.1% | $14,673-98.9% | $133+24.1% |