Filed December 9, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Sales l... | $263,255 |
Filed as: HEALTHCARE COMM SECURITIES CORP Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $116,265 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO.,INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $377 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 | Securities brokerage; Securities brok... | $0 |
MID ATLANTIC CAPITAL CORPORATION6+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 42-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,094 | $56,095+19.6% | $178,510-62.4% | $90,274-25.7% |
| Participation rate | 61.3% | 65.6%-4.2pp | 81.9%-20.6pp | 73.4%-12.0pp |
| Annual return | 20.17% | 28.81%-8.6pp | 151.13%-131.0pp | 53.97%-33.8pp |
| Employer contribution / active EE | $639 | $1,572-59.4% | $5,011-87.3% | $2,523-74.7% |
| Participant deferral / active EE | $2,657 | $2,669-0.4% | $5,202-48.9% | $4,231-37.2% |
| Admin fee / account holder | $267 | $101+165.6% | $13,988-98.1% | $114+134.4% |