Filed December 9, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Finders... | $225,077 |
Filed as: HEALTHCARE COMM SECURITIES CORP Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $71,092 |
Filed as: CHARLES SCHWAB & CO.,INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $203 |
Service code 33 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION4+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 42-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,021 | $45,382+10.2% | $154,108-67.5% | $75,289-33.6% |
| Participation rate | 58.5% | 65.9%-7.4pp | 83.0%-24.5pp | 72.4%-13.9pp |
| Annual return | -4.67% | -0.47%-4.2pp | 735.21%-739.9pp | -0.04%-4.6pp |
| Employer contribution / active EE | $634 | $1,533-58.7% | $5,298-88.0% | $2,405-73.7% |
| Participant deferral / active EE | $2,587 | $2,384+8.5% | $5,081-49.1% | $3,739-30.8% |
| Admin fee / account holder | $231 | $89+158.7% | $13,411-98.3% | $102+125.8% |