Filed July 9, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Shareholde... | $180,388 |
HARTER SECREST & EMERY LLP7 years Service code 29 · EIN 16-0766172 | Legal | $31,042 |
CAPFINANCIAL PARTNERS LLC3 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $21,536 |
CHARLES SCHWAB & CO., INC.7 years Service code 33 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION10+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,029 | $110,258-30.1% | $102,460-24.8% | $200,096-61.5% |
| Participation rate | 93.0% | 86.3%+6.7pp | 76.5%+16.5pp | 72.0%+21.0pp |
| Annual return | 12.30% | 35.78%-23.5pp | 29.47%-17.2pp | 34.26%-22.0pp |
| Employer contribution / active EE | $1,631 | $3,605-54.8% | $3,025-46.1% | $3,038-46.3% |
| Participant deferral / active EE | $7,009 | $6,377+9.9% | $5,056+38.6% | $5,090+37.7% |
| Admin fee / account holder | $103 | $122-16.1% | $9,460-98.9% | $269-61.9% |