Filed July 9, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Participan... | $105,413 |
KOVACK SECURITIES INC2+ years Filed as: KOVACK ADVISORS Service code 16 · EIN 20-0981614 | Consulting | $51,678 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,915 | $63,905+48.5% | $74,183+27.9% | $57,658+64.6% |
| Participation rate | 92.5% | 79.8%+12.7pp | 76.6%+15.9pp | 70.2%+22.3pp |
| Annual return | 6.56% | 60.60%-54.0pp | 17.74%-11.2pp | 5.13%+1.4pp |
| Employer contribution / active EE | $4,913 | $1,840+166.9% | $2,370+107.3% | $1,974+148.9% |
| Participant deferral / active EE | $5,938 | $3,448+72.2% | $3,550+67.3% | $3,061+94.0% |
| Admin fee / account holder | $186 | $91+104.4% | $5,586-96.7% | $95+96.9% |