Filed July 9, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $121,389 |
KOVACK SECURITIES INC1 year Filed as: KOVACK ADVISOR Service code 27 · EIN 20-0981614 | Advisory (Plan) | $52,869 |
Service code 29 · EIN 16-0766172 | Legal | $29,460 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $325 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,255 | $78,852-22.3% | $76,768-20.2% | $75,289-18.6% |
| Participation rate | 92.3% | 85.0%+7.3pp | 77.0%+15.3pp | 72.4%+19.8pp |
| Annual return | 16.52% | -1.29%+17.8pp | 2.43%+14.1pp | -0.04%+16.6pp |
| Employer contribution / active EE | $1,976 | $2,794-29.3% | $2,485-20.5% | $2,405-17.9% |
| Participant deferral / active EE | $3,685 | $4,800-23.2% | $3,852-4.3% | $3,739-1.4% |
| Admin fee / account holder | $120 | $79+52.3% | $6,675-98.2% | $102+17.6% |