Filed July 9, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Finders' fees ... | $90,129 |
KOVACK SECURITIES INC3+ years Filed as: KOVACK ADVISORS Service code 16 · EIN 20-0981614 | Consulting | $51,568 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,493 | $69,305+52.2% | $82,313+28.2% | $69,631+51.5% |
| Participation rate | 88.3% | 80.3%+8.1pp | 76.9%+11.4pp | 70.7%+17.7pp |
| Annual return | 12.65% | 21.47%-8.8pp | 25.88%-13.2pp | 27571.02%-27558.4pp |
| Employer contribution / active EE | $4,175 | $1,887+121.3% | $2,428+71.9% | $2,032+105.4% |
| Participant deferral / active EE | $5,880 | $3,568+64.8% | $3,706+58.7% | $3,224+82.4% |
| Admin fee / account holder | $174 | $97+78.6% | $5,608-96.9% | $110+57.2% |