Filed February 11, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $190,562 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $115,342 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,056 | $44,989+4.6% | $170,442-72.4% | $77,958-39.6% |
| Participation rate | 97.0% | 64.6%+32.4pp | 83.6%+13.4pp | 71.6%+25.4pp |
| Annual return | 16.93% | 19.61%-2.7pp | 205.93%-189.0pp | 20.87%-3.9pp |
| Employer contribution / active EE | $2,276 | $1,466+55.3% | $5,433-58.1% | $2,310-1.5% |
| Participant deferral / active EE | $3,119 | $2,208+41.3% | $4,939-36.9% | $3,537-11.8% |
| Admin fee / account holder | $208 | $69+201.1% | $13,880-98.5% | $97+113.2% |