Filed February 11, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Sharehol... | $156,246 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $98,502 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,608 | $37,213+17.2% | $156,549-72.1% | $63,975-31.8% |
| Participation rate | 90.1% | 65.0%+25.1pp | 84.0%+6.1pp | 71.1%+18.9pp |
| Annual return | 7.41% | 47.89%-40.5pp | 32.23%-24.8pp | 48.65%-41.2pp |
| Employer contribution / active EE | $2,778 | $1,357+104.8% | $5,501-49.5% | $2,182+27.4% |
| Participant deferral / active EE | $2,811 | $2,070+35.8% | $4,871-42.3% | $3,356-16.3% |
| Admin fee / account holder | $195 | $56+245.9% | $13,027-98.5% | $70+176.6% |