Filed February 11, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Float reve... | $136,274 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $90,315 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,912 | $37,039+13.2% | $147,614-71.6% | $59,188-29.2% |
| Participation rate | 84.4% | 63.8%+20.6pp | 84.6%-0.2pp | 69.4%+15.0pp |
| Annual return | -0.45% | 7.19%-7.6pp | 61.98%-62.4pp | 5.51%-6.0pp |
| Employer contribution / active EE | $3,739 | $1,353+176.4% | $5,564-32.8% | $2,098+78.2% |
| Participant deferral / active EE | $2,708 | $2,094+29.3% | $4,895-44.7% | $3,265-17.1% |
| Admin fee / account holder | $190 | $60+214.9% | $11,611-98.4% | $92+105.6% |