Filed September 13, 2019 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $164,203 |
JANNEY MONTGOMERY SCOTT LLC3 years Service code 27 · EIN 23-0731260 | Advisory (Plan) | $50,797 |
SHORE MEDICAL CENTER1 year Service code 50 · EIN 21-0660835 | Direct Payment | $17,588 |
AMERICAN CENTURY3 years Service code 52 · EIN 43-1646043 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
INVESCO1 year Service code 52 · EIN 13-3867060 | Indirect Investment Fees | $0 |
JANUS HENDERSON3 years Service code 52 · EIN 84-0592523 | Indirect Investment Fees | $0 |
LEGG MASON3 years Service code 52 · EIN 13-4146187 | Indirect Investment Fees | $0 |
PGIM INVESTMENTS3 years Service code 52 · EIN 22-3468527 | Indirect Investment Fees | $0 |
THE HARTFORD2 years Service code 52 · EIN 13-3317783 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,692 | $62,928+23.5% | $172,739-55.0% | $67,579+15.0% |
| Participation rate | 55.3% | 64.5%-9.2pp | 82.6%-27.4pp | 71.3%-16.0pp |
| Annual return | 17.17% | 30.36%-13.2pp | 802.84%-785.7pp | 378.56%-361.4pp |
| Employer contribution / active EE | $0 | $1,636-100.0% | $5,143-100.0% | $2,148-100.0% |
| Participant deferral / active EE | $2,973 | $2,145+38.6% | $5,198-42.8% | $3,539-16.0% |
| Admin fee / account holder | $401 | $167+140.4% | $13,954-97.1% | $142+181.5% |