Filed September 13, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 50 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Direct Payment | $150,590 |
JANNEY MONTGOMERY SCOTT LLC6 years Service code 27 1717 ARCH ST · PHILADELPHIA, PA 19103 | Advisory (Plan) | $49,643 |
GRANT THORNTON LLP1 year Filed as: GRANT THORTNTON Service code 10 · EIN 36-6055558 | Accounting | $9,000 |
ASCENSUS LLC1 year Filed as: ADMIN PARTNERS, LLC Service code 14 · EIN 26-3310639 | Plan Administrator | $2,055 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,267 | $46,339+90.5% | $143,801-38.6% | $64,829+36.2% |
| Participation rate | 68.9% | 64.3%+4.7pp | 80.3%-11.4pp | 71.5%-2.6pp |
| Annual return | -15.07% | -10.05%-5.0pp | -0.04%-15.0pp | 32.85%-47.9pp |
| Employer contribution / active EE | $0 | $1,911-100.0% | $4,952-100.0% | $2,507-100.0% |
| Participant deferral / active EE | $5,152 | $2,648+94.6% | $5,639-8.6% | $4,312+19.5% |
| Admin fee / account holder | $436 | $154+183.2% | $14,680-97.0% | $188+132.0% |