Filed September 13, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $144,001 |
Service code 27 · EIN 23-0731260 | Advisory (Plan) | $43,654 |
GRANT THORNTON LLP1 year Filed as: GRANT THORNTON Service code 10 · EIN 36-6055558 | Accounting | $35,111 |
MCCARTER & ENGLISH1 year Service code 10 · EIN 22-1534652 | Accounting | $362 |
NATIONWIDE3+ years Service code 64 · EIN 31-4156830 | Recordkeeping Fees | $300 |
AMERICAN CENTURY1 year Service code 52 · EIN 94-3226139 | Indirect Investment Fees | $0 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
JANUS HENDERSON1 year Service code 52 · EIN 84-1202943 | Indirect Investment Fees | $0 |
LAZARD ASSET MANAGEMENT1 year Filed as: LAZARD Service code 52 · EIN 20-0169148 | Indirect Investment Fees | $0 |
LEGG MASON1 year Service code 52 · EIN 52-1200960 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,115 | $46,182+43.2% | $170,435-61.2% | $69,634-5.1% |
| Participation rate | 47.9% | 63.9%-16.0pp | 83.6%-35.6pp | 70.7%-22.7pp |
| Annual return | 11.04% | 21.40%-10.4pp | 205.94%-194.9pp | 27572.26%-27561.2pp |
| Employer contribution / active EE | $0 | $1,610-100.0% | $5,432-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $2,289 | $2,081+10.0% | $4,939-53.7% | $3,224-29.0% |
| Admin fee / account holder | $345 | $116+197.0% | $13,881-97.5% | $110+211.9% |