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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC9+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 100196028 | Advisory (Participants) | $97,948 |
RPG CONSULTANTS9+ years Service code 15 · EIN 13-4077182 1245 HEWLETT PLAZA · HEWLETT, NY 11557 | Recordkeeping | $62,619 |
MATRIX TRUST COMPANY5 years Service code 18 · EIN 75-3182674 717 17TH STREET · DENVER, CO 80202 | Custodial (securities); Custodial (ot... | $26,119 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $219,167 | $100,272+118.6% | $170,043+28.9% | $74,460+194.3% |
| Participation rate | 89.1% | 87.4%+1.8pp | 87.0%+2.1pp | 70.7%+18.4pp |
| Annual return | 17.33% | 66.12%-48.8pp | 53.40%-36.1pp | 34.38%-17.0pp |
| Employer contribution / active EE | $21,758 | $4,266+410.1% | $6,790+220.5% | $2,638+724.8% |
| Participant deferral / active EE | $16,333 | $7,147+128.5% | $10,410+56.9% | $4,530+260.6% |
| Admin fee / account holder | $506 | $235+115.6% | $12,824-96.1% | $348+45.5% |