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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC8+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 100196028 | Advisory (Participants) | $108,823 |
RPG CONSULTANTS8+ years Service code 15 · EIN 13-4077182 1245 HEWLETT PLAZA · HEWLETT, NY 11557 | Recordkeeping | $56,557 |
MATRIX TRUST COMPANY4 years Service code 18 · EIN 75-3182674 717 17TH STREET · DENVER, CO 80202 | Custodial (other than securities); Cu... | $24,183 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $215,715 | $102,661+110.1% | $151,645+42.2% | $66,949+222.2% |
| Participation rate | 90.6% | 85.5%+5.1pp | 87.5%+3.1pp | 69.8%+20.8pp |
| Annual return | -13.12% | -10.81%-2.3pp | 3.34%-16.5pp | 1.57%-14.7pp |
| Employer contribution / active EE | $19,614 | $4,184+368.8% | $6,165+218.1% | $2,545+670.6% |
| Participant deferral / active EE | $15,070 | $6,645+126.8% | $8,363+80.2% | $4,239+255.5% |
| Admin fee / account holder | $640 | $630+1.6% | $11,614-94.5% | $594+7.9% |