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| Provider | Service type | Compensation |
|---|---|---|
RPG CONSULTANTS1+ years Service code 15 · EIN 13-4077182 181 SO. FRANKLIN AVENUE · VALLEY STREAM, NY 11581 | Recordkeeping | $40,263 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 100196028 | Advisory (Participants) | $33,990 |
LT TRUST COMPANY1+ years Filed as: MG TRUST COMPANY Service code 18 · EIN 75-3182674 717 17TH STREET · DENVER, CO 80202 | Custodial (other than securities); Cu... | $17,095 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $153,715 | $82,028+87.4% | $123,105+24.9% | $59,633+157.8% |
| Participation rate | 95.3% | 83.2%+12.1pp | 86.8%+8.5pp | 68.7%+26.6pp |
| Annual return | -4.07% | 5.12%-9.2pp | 13.22%-17.3pp | 2041.45%-2045.5pp |
| Employer contribution / active EE | $22,302 | $3,297+576.5% | $5,151+333.0% | $2,203+912.5% |
| Participant deferral / active EE | $15,106 | $4,667+223.7% | $6,229+142.5% | $3,192+373.3% |
| Admin fee / account holder | $743 | $5,879-87.4% | $9,014-91.8% | $4,297-82.7% |